Constitutional and Administrative Law · Chapter 1

Parliament and Parliamentary Sovereignty

Introduction

This chapter, the first in Unit 1 — Core Institutions of the State and How They Interrelate, focuses on Parliament and the doctrine of Parliamentary Sovereignty. You will examine A.V. Dicey's classical definition of parliamentary supremacy, the Enrolled Act rule, and the domestic and European limitations said to qualify Parliament's law-making power. You will then consider the role, composition and functions of Parliament, the legislative process by which a bill becomes an Act, and the distinction between public bills (Government bills and private member's bills) and private bills.

Assessment focus

For the SQE1 FLK1 assessment, you must understand the constitutional doctrine of parliamentary sovereignty and be able to apply it in realistic scenarios. You should be able to state Dicey's classical definition, explain the Enrolled Act rule (Pickin v BRB), and identify the principal domestic limitations (the Acts of Union, devolution, Acts of independence, limits on implied repeal, the manner-and-form debate, the rule of law and Henry VIII powers) and European limitations (EU membership and the Human Rights Act 1998). Questions are single best answer questions (SBAQs); you will be expected to apply these principles, recall the leading cases and statutes, and distinguish the functions and legislative stages of Parliament. This is a closed-book assessment — commit the key cases, statutory sections and the five legislative stages to memory.

Study tips

1) Memorise Dicey's three limbs: (i) no legal restraint on Parliament's law-making power; (ii) no person or body may question the validity of primary legislation; (iii) Parliament cannot bind its successors. 2) Learn the Enrolled Act rule and its authority — Pickin v BRB. 3) Master the two columns of limitations (domestic v European) — be able to give a case or statute for each. 4) Note the difference between express and implied repeal, and that constitutional statutes (e.g. Bill of Rights 1689, HRA 1998, Acts of Union 1707, ECA 1972) cannot be impliedly repealed — Thoburn v Sunderland City Council. 5) Distinguish HRA s.3 (interpret compatibly so far as possible) from HRA s.4 (declaration of incompatibility — does not invalidate the legislation). 6) Memorise the five stages of the legislative process and that Royal Assent is the final stage.

1. Understanding Parliamentary Sovereignty

In this chapter we focus on Parliament and Parliamentary Sovereignty, considering the functions and procedures of the UK Parliament. We begin with the classical doctrine of parliamentary supremacy and the Enrolled Act rule, before turning to the domestic and European limitations said to qualify it.

Parliamentary Sovereignty (Dicey's classical definition)A.V. Dicey provided the classical definition of parliamentary supremacy. He indicated that there is no legal restraint upon Parliament's law-making powers; no other person or body may question the validity of primary legislation; and Parliament cannot bind its successors. He believed that Parliament is the supreme law-making body.
The Enrolled Act RuleA rule developed by the courts through the common law. The Enrolled Act rule does not allow UK courts to challenge or refuse to accept the validity of an Act of Parliament once the associated bill has received the Royal Assent. In Pickin v BRB, the Lords held that the court would not question the validity of an Act which has received Royal Assent. The court also has no power to ignore an Act of Parliament or to investigate any irregularity of procedure. This demonstrates that the UK Parliament has the supreme legislative authority.
Key point
Examples of the unlimited legislative competence of Parliament include:
(i) statute may override international law;
(ii) statute may override constitutional conventions;
(iii) statute may alter the Constitution;
(iv) statute may operate retrospectively;
(v) statute may abolish or curtail aspects of the Royal Prerogative.

1.1.1 Limitations on the Supremacy of Parliament

It may be argued that parliamentary supremacy is no longer regarded as absolute and is subject to certain limitations, which are usually categorised as 'domestic' and 'European'.

1.1.1.1 Domestic Limitations

The Acts of Union may limit the absolute power of Parliament. The Acts of Union clearly declared that the separate Scottish legal system and the Church of Scotland would be preserved 'forever'. As a result, Parliament was said to be 'born unfree', because its power is limited by the terms of the Acts of Union and it cannot legislate to override their provisions: for example, Parliament cannot pass Acts to change the Scottish legal system and the Church of Scotland. The terms of the Acts of Union were bound to the Westminster Parliament (MacCormick v Lord Advocate (1953)).

Scottish devolution limits the power of Parliament. Acts of Parliament have devolved power to new legislative bodies in Northern Ireland, Scotland and Wales, with the Scottish Parliament generally having greater legislative power than the other two bodies. Under the Scotland Act 1998, the Scottish Parliament and Executive were established, with legislative power in certain areas such as health, education and legal affairs. The Scotland Act 1998 was amended by the Scotland Act 2016, which increased the range of devolved powers, including income tax varying powers. The Scotland Act 2016 declares that the Scottish Parliament and Executive are a permanent part of the UK constitutional arrangements; they cannot be abolished unless the Scottish people vote for this in a referendum, and without the consent of the Scottish Parliament the UK Parliament will not legislate with regard to devolved matters.

Acts of independence make some statutes practically impossible to repeal without great political, economic and social unrest. Parliament granted independence to former British colonies by enacting various Acts; it would be impossible for Parliament to reverse and repeal such legislation. For example, it is almost impossible to reassert Westminster's right to legislate for Scotland because doing so would invoke a political crisis. Such legislation is particularly difficult for Parliament to repeal for political reasons.

Limits on the doctrine of implied repeal. Although Parliament can expressly or impliedly repeal the contents of an earlier or later Act, there are limits on implied repeal. Generally there are two types of statute: 'ordinary' and 'constitutional'. According to Thoburn v Sunderland City Council, Laws LJ stated that a constitutional statute — especially one concerning the legal relationship between citizen and state, and fundamental constitutional rights — cannot be impliedly repealed. In other words, ordinary statutes may be impliedly repealed, while constitutional statutes may not.

Key point
Examples of constitutional statutes given by Laws LJ in Thoburn: the Bill of Rights 1689, the Human Rights Act 1998, the Acts of Union 1707 and the European Communities Act 1972. To repeal a constitutional statute, Parliament must use 'express words'. In Miller v Secretary of State for Exiting the EU, the Supreme Court agreed that the ECA 1972 was a constitutional statute that could not be impliedly repealed.

The 'manner and form' debate (entrenchment). Manner-and-form, or entrenchment, theory may make an Act difficult to pass, amend or repeal by imposing procedural requirements in the legislation. Under the Parliament Acts 1911 and 1949, Parliament removed the requirement for legislation to be passed by the House of Lords, making it 'easier' to legislate. It has been argued that, if Parliament can make it 'easier' to legislate, it could also make it 'harder' for a future Parliament to legislate — so an earlier Parliament might impose a complex procedure that a future Parliament must follow. Although the position is unclear and there is no authoritative answer, the courts have stated that entrenchment of legislation is possible (A-G for NSW v Trethowan).

The rule of law. There are disputes about the hierarchy between parliamentary supremacy and the rule of law. According to Dicey, the supremacy of Parliament — not the rule of law — is the prime constitutional principle. However, in R (Jackson) v A-G, some of their Lordships suggested (obiter) that parliamentary supremacy was a construct of the common law and that, in extreme circumstances, the courts might decline to recognise an Act that was contrary to the rule of law. For example, if Parliament enacted legislation to abolish judicial review, the courts might refuse to uphold the legislation.

Henry VIII powers. Henry VIII powers grant law-making power to the Government, permitting the relevant government minister to modify some primary legislation or repeal the relevant statute. Government ministers also have important law-making powers because Parliament has limited opportunities to scrutinise delegated legislation. This contradicts the basic principle of parliamentary sovereignty, because it enables ministers to modify laws.

1.1.1.2 European Limitations

In addition to domestic restrictions, there are European restrictions. As a former member state, the UK had to ensure the fulfilment of EU obligations under various treaties — for example the Treaty on the Functioning of the European Union (TFEU), the Treaty of Amsterdam and the Treaty of Nice. Article 288 TFEU states that member states are required to implement directives in their national law. A breach of these treaties is a breach of international law and would lead to state liability.

The doctrine of parliamentary supremacy was significantly influenced by the European Communities Act 1972, by which Parliament gave effect to the EU Treaties in domestic law. Section 2(4) of the ECA 1972 is the most important section: it provides that 'any enactment passed or to be passed... shall be construed and have effect subject to the foregoing provisions of this section'. The domestic courts interpreted two limbs of s.2(4).

First limb — 'shall be construed': the courts must read and interpret UK law to comply with EU law. With reference to earlier cases such as Pickstone v Freemans, Litster v Forth Dry Dock and Webb v EMO, the UK courts were prepared to interpret UK legislation to implement the relevant directive as far as it is possible.

Second limb — 'shall have effect': the cases of Factortame and ex p EOC had an important effect on parliamentary supremacy. Where the operation of an Act of Parliament was incompatible with directly effective EU law, the House of Lords (following the ruling of the ECJ on the reference in Factortame (No.2)) held that EU law must have priority over domestic legislation and that the conflicting provisions of the Act must be disapplied.

Although Factortame indicated that EU law took priority over inconsistent domestic legislation while the UK remained a member state, there was nothing to prevent Parliament from expressly repealing the provisions of EU law — so the ECA 1972 could be expressly repealed, which confirmed that EU membership never displaced parliamentary sovereignty in the ultimate sense. The European Union (Withdrawal) Act 2018 repealed the ECA 1972 on 'exit day' (31 January 2020). For a time, much EU law continued to apply as 'retained EU law', but the Retained EU Law (Revocation and Reform) Act 2023 abolished the supremacy of EU law in domestic law with effect from 1 January 2024 and renamed retained EU law as 'assimilated law'. EU limitations on parliamentary sovereignty are therefore now of historical importance only.

The Human Rights Act 1998 (HRA) also has a significant effect on parliamentary supremacy. Individuals can claim a breach of Convention rights before a domestic court. The Government chose to incorporate the Convention into UK law by a 'weak' method, because it worried that the judiciary would otherwise have power to strike down Acts of Parliament and deprive them of legal effect. Under s.2 HRA 1998, the UK courts must take into account (but are not bound by) judgments of the European Court of Human Rights (ECtHR). The HRA nonetheless has an important impact on parliamentary supremacy, particularly in relation to s.3 and s.4.

HRA 1998, section 3 — InterpretationCourts must read and give effect to primary and subordinate legislation compatibly with Convention rights 'so far as it is possible to do so'. In R v A (No.2) and Ghaidan v Godin-Mendoza, the courts adopted a 'purposive' approach when exercising their powers of interpretation under s.3.
HRA 1998, section 4 — Declaration of IncompatibilityIf the courts are unable to interpret legislation compatibly with Convention rights, the court may make a declaration of incompatibility (Anderson). Such a declaration is merely a legal statement and does not invalidate the legislation; however, political pressure may force Parliament to amend or repeal the relevant legislation.

For example, in R (Anderson) v Secretary of State for the Home Department, the court made a declaration of incompatibility because a compatible interpretation would have been expressly contrary to the wording of the statute; the offending legislation was repealed within three months of the decision. Although Parliament could amend and expressly repeal the HRA 1998, its withdrawal may cause political and social unrest because the statute grants basic civil rights and liberties to citizens, so Parliament is unlikely to repeal it. Indeed, the Conservative party pledged in its 2015 election to repeal and replace it with a UK Bill of Rights and Responsibilities, but later plans were to keep the HRA 1998 and 'update' it.

Summary of the Limitations on Parliamentary Sovereignty
Domestic limitationsEuropean limitations
The Acts of UnionMembership of the European Union
DevolutionImpact of the Human Rights Act 1998
Acts of independenceExpress repeal of the ECA 1972 or the Human Rights Act 1998
Limits on the doctrine of implied repeal
The 'manner and form' debate
The rule of law
Henry VIII powers
Key Notes for Section 1.1: ① Dicey — Parliament is the supreme law-making body: no legal restraint, no body may question primary legislation, and Parliament cannot bind its successors. ② Enrolled Act rule — courts cannot question an Act once it has received Royal Assent (Pickin v BRB). ③ Domestic limitations — Acts of Union (MacCormick), devolution (Scotland Acts 1998 & 2016), Acts of independence, limits on implied repeal of constitutional statutes (Thoburn; Miller), the manner-and-form debate (Trethowan), the rule of law (R (Jackson) v A-G) and Henry VIII powers. ④ European limitations — EU membership (ECA 1972 s.2(4); Factortame) and the HRA 1998 (s.3 interpretation; s.4 declaration of incompatibility).

2. The Role of Parliament

Parliament is the legislative body of government. Its role may be described as formally enacting the Government's legislative proposals rather than making the law itself. We consider here the four functions of Parliament, its composition (the two Houses), the legislative process, and the different types of bill.

Key point
The four functions of Parliament:
(i) providing the personnel of government;
(ii) 'legitimising' the actions taken by the Government;
(iii) overseeing the Government via hearings and inquiries;
(iv) authorising the funding necessary for the Government to carry out its statutory duties and legislative proposals.

1.2.1 The Composition of Parliament

The UK Parliament comprises two separate Houses: the House of Commons and the House of Lords. Their work is similar — making laws (legislation), checking the work of the Government (scrutiny), and debating current issues. Generally, the decisions made in one House must be approved by the other, so the two-chamber system acts as a check and balance for both Houses.

The House of Commons is a representative body whose membership is elected. There are currently 650 Members of Parliament. Members of the Commons (MPs) debate the big political issues of the day and proposals for new laws. The House of Commons is also responsible for granting money to the Government through approving Bills that raise taxes.

The House of Lords is not elected and is not a representative body. Most members are life peers appointed under the Life Peerages Act 1958. Following the House of Lords (Hereditary Peers) Act 2026, which removed the right of the remaining hereditary peers to sit and vote, the current membership comprises:

The Lords Temporallife peers created under the Life Peerages Act 1958 (the hereditary peers were excluded by the House of Lords (Hereditary Peers) Act 2026); and

The Lords Spiritual26 bishops and archbishops of the Church of England.

The House of Lords spends time examining and perfecting the details of each law. The Lords share the task of making and shaping laws and checking and challenging the work of the Government.

The House of Commons v The House of Lords
The House of CommonsThe House of Lords
Publicly electedNot publicly elected
There are currently 650 Members of ParliamentMost members are life peers appointed under the Life Peerages Act 1958
Debates the big political issuesThe remaining hereditary peers were excluded by the House of Lords (Hereditary Peers) Act 2026
Proposes new laws26 bishops and archbishops of the Church of England (the Lords Spiritual)
Responsible for granting money to the Government through approving Bills that raise taxesExamines and perfects the details of each law
Shares the task of making and shaping laws and checking and challenging the work of the Government
Key point
Although both Houses of Parliament must pass a bill, the House of Commons is the more important of the two. This is because its members are directly elected by citizens who vote in general elections; the House of Commons therefore has more democratic legitimacy than the unelected House of Lords.

1.2.2 The Legislative Process

To become an Act of Parliament, a bill must usually be passed by both Houses, and in each House there is a long and complex process. All bills must go through the following stages.

First reading — purely formal: the title of the bill is read out, and it is then printed and published.

Second reading — the main debate takes place in the House of Commons on the general principles of the bill.

Committee stage — a detailed examination of each clause is undertaken by a general committee of between 16 and 50 members appointed by the Committee of Selection. Amendments may be made. Important bills (for example, bills of constitutional significance or concerned with authorising government expenditure), or uncontroversial bills requiring little discussion, may be referred to the 'Committee of the Whole House'.

Report stage — necessary if amendments were made at the Committee stage. The House votes on any amendments and each part of the bill is considered in light of the amendments or additions. If there were no amendments at the Committee stage, there will be no Report stage and the bill goes on to the Third reading.

Third reading — consideration of the bill as amended; normally the debate is brief and only verbal amendments may be made. This is the final opportunity to vote on the bill (often, MPs do not).

Once the bill has completed the Third reading in the House of Commons, it is passed to the House of Lords to go through the same five stages. If a bill originates in the House of Lords, it goes to the House of Commons and undergoes the same five procedures. This passing of the bill between Houses is repeated until both Houses agree on the text of the bill.

Key point
Royal Assent is the final stage. Once Royal Assent is received, a bill becomes law and is referred to as an 'Act of Parliament'. The Act may suspend its 'commencement' until some future date, which may be determined by delegated legislation made under the Act.

1.2.3 Public Bills

Public bills alter the general law. There are two forms of public bill.

(a) Government bills — bills submitted to Parliament as part of the Government's legislative programme. They are usually listed in the Queen's Speech (King's Speech) at the start of the parliamentary session and constitute the majority of public bills. The relevant government department decides on the detailed content.

(b) Private member's bills — bills introduced by MPs or Lords who are not government ministers. Although very few ever become law, due to lack of parliamentary time, they sometimes create significant publicity about an issue and can indirectly influence the Government's legislative proposals.

1.2.4 Private Bills

Private bills relate to matters of individual, corporate or local interests and affect the law applicable to particular persons and/or organisations.

Section 1.2 Key Notes:
Four functions — providing personnel, legitimising Government action, overseeing the Government, and authorising funding.
Composition — the elected House of Commons (650 MPs) and the unelected House of Lords (life peers under the Life Peerages Act 1958 and 26 Lords Spiritual; the hereditary peers were excluded by the House of Lords (Hereditary Peers) Act 2026); the Commons has greater democratic legitimacy.
Legislative process — First reading → Second reading → Committee stage → Report stage → Third reading → (between Houses) → Royal Assent.
Types of billpublic bills (Government bills; private member's bills) alter the general law; private bills affect particular persons or organisations.

3. Key Notes (Chapter Summary)

The following summary table consolidates every key concept, case and reference examined in this chapter. Treat it as a revision checklist — you should be able to define each item from memory and cite the leading authority.

Chapter 1 — Key Notes Summary
Key ItemsConceptsCases / References
Parliamentary SovereigntyA.V. Dicey's classical definition emphasises that Parliament is the supreme law-making body with no legal restraints on its powers.A.V. Dicey; Pickin v BRB
Enrolled Act RuleUK courts cannot challenge the validity of an Act of Parliament once it has received Royal Assent.Pickin v BRB
Limitations on SovereigntyParliamentary sovereignty is subject to domestic and European limitations.MacCormick v Lord Advocate; Scotland Act 1998; Scotland Act 2016
Domestic LimitationsIncludes the Acts of Union, Scottish devolution, Acts of independence, and limits on the doctrine of implied repeal.Acts of Union; Scotland Act 1998; Thoburn v Sunderland City Council; A-G for NSW v Trethowan
European LimitationsEU membership (now historical, following Brexit) and the Human Rights Act 1998 imposed limitations on parliamentary sovereignty.European Communities Act 1972; Factortame; European Union (Withdrawal) Act 2018; Retained EU Law (Revocation and Reform) Act 2023
Role of ParliamentThe legislative body of government has four main functions: providing personnel, legitimising actions, overseeing the Government, and authorising funding.
Composition of ParliamentConsists of the House of Commons and the House of Lords, each with distinct roles and powers.Life Peerages Act 1958
Legislative ProcessA bill must go through several stages in both Houses to become an Act of Parliament.Parliament Acts 1911 and 1949
Types of BillsPublic bills alter the general law (Government bills or private member's bills); private bills relate to individual, corporate or local interests.Queen's Speech (King's Speech)
Henry VIII PowersAllow government ministers to modify or even repeal primary legislation, which runs counter to the principle of parliamentary sovereignty.
Rule of Law v Parliamentary SupremacyThere are debates about the hierarchy between parliamentary supremacy and the rule of law; some argue the rule of law could limit what Parliament can legislate.R (Jackson) v A-G
Human Rights Act 1998Significant impact on parliamentary supremacy, especially s.3 (compatible interpretation) and s.4 (declaration of incompatibility).Human Rights Act 1998; R v A (No.2); Ghaidan v Godin-Mendoza; R (Anderson) v Secretary of State for the Home Department
Key point
Task (self-test): Explain the concept of parliamentary sovereignty in the United Kingdom and discuss its limitations. Provide examples of domestic and European limitations and cite relevant cases or statutes.

4. MCQ Practice — SQE-Style Questions

Each of the following questions mirrors the style and difficulty of the SQE1 FLK1 single best answer questions. Attempt each question closed-book, write down your answer, then turn to the answer key. The answer key explains why each option is correct or incorrect — read every explanation in full.

Question 1
Which of the following options is NOT a function of Parliament?

A. Providing the personnel of the Government.

B. 'Legitimising' the actions taken by the Government.

C. Raising public awareness of the legislative process.

D. Overseeing the Government via hearings and inquiries.

E. Authorising the funding necessary for the Government to carry out its statutory duties and legislative proposals.

Answer & explanation
Answer: C.
C is correct (it is the option that is NOT a function) — Parliament is a legislative body of government and generally has four functions: providing the personnel of the Government; 'legitimising' the actions taken by the Government; overseeing the Government via hearings and inquiries; and authorising the funding necessary for the Government. 'Raising public awareness of the legislative process' is not one of these recognised functions.
A is incorrect — providing the personnel of government is a recognised function.
B is incorrect — 'legitimising' the Government's actions is a recognised function.
D is incorrect — overseeing the Government via hearings and inquiries is a recognised function.
E is incorrect — authorising funding is a recognised function. (See Section 1.2.)
Question 2
Which of the following options is the final stage of the legislative process?

A. Report stage.

B. Committee stage.

C. Passed to the other House.

D. Third reading.

E. Royal Assent.

Answer & explanation
Answer: E.
E is correct — once Royal Assent is received, a bill becomes law and is referred to as an 'Act of Parliament'. The Act may suspend its 'commencement' until some future date, which may be determined by delegated legislation made under the Act.
A is incorrect — the Report stage precedes the Third reading and is only needed where amendments were made at the Committee stage.
B is incorrect — the Committee stage is an early stage of detailed scrutiny.
C is incorrect — passing to the other House occurs after the Third reading but before Royal Assent.
D is incorrect — the Third reading is the final opportunity to vote, but it is not the final stage of the process. (See Section 1.2.2.)
Question 3
What is Dicey's theory of parliamentary sovereignty?

A. Parliament is legally unlimited in its law-making authority.

B. Parliament is politically and legally unlimited in its law-making authority.

C. Parliament comprises the House of Commons, the House of Lords and the Monarch.

D. Parliamentary supremacy is subject to 'domestic' and 'European' limitations.

E. Everyone, including the Government, must act according to the law.

Answer & explanation
Answer: A.
A is correct — A.V. Dicey provided the classical definition of parliamentary supremacy: there is no legal restraint upon Parliament's law-making powers; no other person or body may question the validity of primary legislation; and Parliament cannot bind its successors. He believed Parliament is the supreme law-making body.
B is incorrect — Dicey's theory addresses legal authority; it does not assert that Parliament is politically unlimited (political restraints exist).
C is incorrect — this describes the composition of Parliament (the Crown in Parliament), not Dicey's theory of sovereignty.
D is incorrect — the domestic and European limitations are arguments that qualify sovereignty; they are not Dicey's own theory.
E is incorrect — this describes the rule of law, a separate constitutional principle. (See Section 1.1.)
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